DOI QR코드

DOI QR Code

Remaining Useful Life Prediction for Litium-Ion Batteries Using EMD-CNN-LSTM Hybrid Method

EMD-CNN-LSTM을 이용한 하이브리드 방식의 리튬 이온 배터리 잔여 수명 예측

  • Lim, Je-Yeong (Dept. of Electrical & Computer Engineering, Sungkyunkwan University) ;
  • Kim, Dong-Hwan (Dept. of Electrical & Computer Engineering, Sungkyunkwan University) ;
  • Noh, Tae-Won (Dept. of Electrical & Computer Engineering, Sungkyunkwan University) ;
  • Lee, Byoung-Kuk (Dept. of Electrical Engineering, Sungkyunkwan University)
  • Received : 2021.10.08
  • Accepted : 2021.12.27
  • Published : 2022.02.20

Abstract

This paper proposes a battery remaining useful life (RUL) prediction method using a deep learning-based EMD-CNN-LSTM hybrid method. The proposed method pre-processes capacity data by applying empirical mode decomposition (EMD) and predicts the remaining useful life using CNN-LSTM. CNN-LSTM is a hybrid method that combines convolution neural network (CNN), which analyzes spatial features, and long short term memory (LSTM), which is a deep learning technique that processes time series data analysis. The performance of the proposed remaining useful life prediction method is verified using the battery aging experiment data provided by the NASA Ames Prognostics Center of Excellence and shows higher accuracy than does the conventional method.

Keywords

Acknowledgement

이 성과는 정부(과학기술정보통신부)의 재원으로 한국연구재단의 지원을 받아 수행된 연구임(No. 2020R1A2C2003445).

References

  1. K. Goebel, B. Saha, A. Saxena, J. R. Celaya, and J. P. Christophersen, "Prognostics in battery health management," IEEE Instrum. Meas. Mag. Vol. 11, No. 4, pp. 33-40, Aug. 2008. https://doi.org/10.1109/MIM.2008.4579269
  2. D. Wang, J. Liu, and R. Srinivasan, "Data-driven soft sensor approach for quality prediction in a refining process," IEEE Trans. Ind. Informat, Vol. 6, No. 1, pp. 11-17, Feb. 2010. https://doi.org/10.1109/TII.2009.2025124
  3. T. R. Ashwin, Y. M. Chung, and J. Wang, "Capacity fade modelling of lithium-ion battery under cyclic loading conditions," Journal of Power Sources, Vol. 328, pp. 586-598, Oct. 2016. https://doi.org/10.1016/j.jpowsour.2016.08.054
  4. B. Mo, J. Yu, D. Tang, H. Liu, and J. Yu, "A remaining useful life prediction approach for lithium-ion batteries using Kalman filter and an improved particle filter," in Proc. IEEE Int. Conf. Prognostics Health Manage. (ICPHM), pp. 1-5, Jun. 2016.
  5. H. Zhang, Q. Miao, X. Zhang, and Z. Liu, "An improved unscented particle filter approach for lithium-ion battery remaining useful life prediction," Microelectron. Rel., Vol. 81, pp. 288-298, Feb. 2018. https://doi.org/10.1016/j.microrel.2017.12.036
  6. W. Waag, C. Fleischer, and D. U. Sauer, "Critical review of the methods for monitoring of lithium-ion batteries in electric and hybrid vehicles," Journal of Power Sources, Vol. 258, pp. 321-339, 2014. https://doi.org/10.1016/j.jpowsour.2014.02.064
  7. L. Ren, L. Zhao, S. Hong, S. Zhao, H. Wang, and L. Zhang, "Remaining useful life prediction for lithium-ion battery: A deep learning approach," IEEE Access, Vol. 6, pp. 50587-50598, 2018. https://doi.org/10.1109/access.2018.2858856
  8. X. Pang, R. Huang, J. Wen, Y. Shi, J. Jia, and J. Zeng. "A lithium-ion battery RUL prediction method considering the capacity regeneration phenomenon," Energies, No. 12, pp. 2247, 2019. https://doi.org/10.3390/en12122247
  9. B. Saha and K. Goebel, "Battery data set," NASA AMES Prognostics Data Repository, 2007.
  10. G. Rilling, P. Flandrin, and P. Goncalves, "On empirical mode decomposition and its algorithms," in Proc. IEEE-EURASIP Workshop Nonlinear Signal Image Process. (NSIP), Vol. 3, pp. 8-11, 2003.
  11. Y. Zhang, R. Xiong, H. He, and M. G. Pecht, "Long short-term memory recurrent neural network for remaining useful life prediction of lithium-ion batteries," IEEE Trans. Veh. Technol., Vol. 67, No. 7, pp. 5695-5705, Jul. 2018. https://doi.org/10.1109/tvt.2018.2805189
  12. J. Qu, F. Liu, Y. Ma, and J. Fan, "A neural-network-based method for RUL prediction and SOH monitoring of lithium-ion battery," IEEE Access, Vol. 7, pp. 87178-87191, 2019. https://doi.org/10.1109/access.2019.2925468
  13. S. Lawrence, C. L. Giles, A. C. Tsoi, and A. D. Back, "Face recognition: A convolutional neural-network approach," IEEE Transactions on Neural Networks, Vol. 8, No. 1, pp. 98-113, Jan. 1997. https://doi.org/10.1109/72.554195